Regulatory Information

SEBI IPO CIRCULAR

TRADE CONTROLS IPO RELISTING pdf

CALL AUCTION IN PRE-OPEN SESSION FOR IPO AND OTHER SCRIPS pdf

Client registration form pdf

ARBITRATION MECHANISM ON STOCK EXCHANGES

SEBI ARBITRATION MECHANISM_DEPOSITORY pdf

SEBI ARBITRATION MECHANISM(APRIL-11) pdf

SEBI ARBITRATION MECHANISM( FEB-11) pdf

SEBI ARBITRATION MECHANISM (AUG-10) pdf

CLIENT REGISTRATION DOCUMENTS pdf

RMS POLICY pdf

ANTI MONEY LAUNDERING(PMLA ) pdf

POLICY FOR DORMANT ACCOUNTS pdf

NSE Trade Verification Facility pdf

NSE Trade Verification Facility pdf

SEBI IPO CIRCULAR

UNAUTHENTICATED NEWS pdf

NON COLLECTION OF MARGINS pdf

SMS & E-MAIL EXCHANGES pdf

KYC NORMS pdf

SEBI SCORES pdf

SEBI – Guidelines – KYC Registration Agency (KRA) & In person Verifications(IPV) pdf

SEBI Notification-Ticker on Website of DPs for Investor Awareness (DP-5547) pdf

Attention Investors

Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.

BSE / NSE SEBI Registration No. INZ000279232, Depository Participant SEBI Registration No. – IN DP CDSL 132-2015
Mutual funds - ARN No. 81648 , Investment Adviser SEBI Registration No. : INA000008668.
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