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Regulatory Information
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Regulatory Information

SEBI IPO CIRCULAR

TRADE CONTROLS IPO RELISTING pdf

CALL AUCTION IN PRE-OPEN SESSION FOR IPO AND OTHER SCRIPS pdf

Client registration form pdf

ARBITRATION MECHANISM ON STOCK EXCHANGES

SEBI ARBITRATION MECHANISM_DEPOSITORY pdf

SEBI ARBITRATION MECHANISM(APRIL-11) pdf

SEBI ARBITRATION MECHANISM( FEB-11) pdf

SEBI ARBITRATION MECHANISM (AUG-10) pdf

CLIENT REGISTRATION DOCUMENTS pdf

RMS POLICY pdf

ANTI MONEY LAUNDERING(PMLA ) pdf

POLICY FOR DORMANT ACCOUNTS pdf

NSE Trade Verification Facility pdf

NSE Trade Verification Facility pdf

SEBI IPO CIRCULAR

UNAUTHENTICATED NEWS pdf

NON COLLECTION OF MARGINS pdf

SMS & E-MAIL EXCHANGES pdf

KYC NORMS pdf

SEBI SCORES pdf

SEBI – Guidelines – KYC Registration Agency (KRA) & In person Verifications(IPV) pdf

SEBI Notification-Ticker on Website of DPs for Investor Awareness (DP-5547) pdf

Attention Investors KYC ASBA

Attention Investors

Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.

BSE / NSE SEBI Registration No. INZ000279232, Depository Participant SEBI Registration No. – IN DP CDSL 132-2015
Mutual funds - ARN No. 81648 , Investment Adviser SEBI Registration No. : INA000008668.
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Download Client Registration Documents

Download Client Registration Documents (Rights & Obligations, Risk Disclosure Document, Do's & Don't's) in Vernacular Language :
Assamese Bengali Gujarati Hindi Kanada
Kashmiri Konkani Malyalam Marathi Oriya
Punjabi Sindhi Tamil Telegu Urdu

NOTE : " This document is a translated version of the client registration documents in English and is being provided in vernacular language to facilitate better understanding by the investors. In case of any ambiguity, the contents of the English version would prevail. "